Examiner Kent N Shum

Grant ratio: 8.4% (10th percentile in Art Unit 3723 among examiners with at least 20 applications). Average office actions per grant: 1.73. Most common rejection type: §103.

Recently active Last office action in data: August 2026
Grant ratio 8.4%
Average office actions / grant 1.73
Compared with Art unit Very hard
Compared with Work group About average
Compared with Technology center About average
Compared with USPTO About average

Examiner record

Examiner ID
98726
Primary art unit
3723
Work group
3720
Technology center
3700
Applications
179
Granted applications
15
Examiner phone
(703) 756-1435
Supervisor
Monica S Carter
Supervisor phone
(571) 272-4475

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Peer comparisons

GroupExaminersAverage grant ratioAverage office actions / grant
Art Unit 87 44.4% 1.69
Group 314 51.5% 1.76
Tech Center 2,671 48.4% 2.01
USPTO 16,475 52.7% 1.98

Office actions per application

Average office actions per application 2.28 409 office actions across 179 applications
Applications with office actions 97.8% 175 applications
Office actionsApplicationsShare of applications
No OA observed 4 2.2%
1 OA 56 31.3%
2 OAs 57 31.8%
3 OAs 18 10.1%
4 OAs 36 20.1%
5+ OAs 8 4.5%

Each application is counted once. “5+” includes all higher counts.

Grant history

0.0% 25.0% 50.0% 75.0% 100.0% 2023: 33.3% 2023 2024: 15.4% 2024 2025: 11.7% 2025 2026: 0.0% 2026

Recent ratios may be lower while applications remain pending.

Yearly counts
YearApplicationsGrantsGrant rate
20236233.3%
202439615.4%
202560711.7%
20267400.0%

Rejections by office-action stage

Office-action stageActions observed§101§102§103§112
Action 1 175 0.0% 8.0% 80.0% 10.9%
Action 2 119 0.0% 7.6% 85.7% 9.2%
Action 3 62 0.0% 1.6% 82.3% 14.5%
Action 4 44 0.0% 0.0% 81.8% 11.4%
Action 5 8 0.0% 0.0% 100.0% 12.5%
Action 6 1 0.0% 0.0% 100.0% 0.0%

Section 101 rejections

Last 3 years 0.0% 0 of 409 office actions
All years 0.0% 0 of 409 office actions
Change 0.0 pts Percentage points

Last 3 years: 2023-08-28–2026-08-28. All years includes every dated office action in the data.

By year

0.0%
2024: AI examples
0.0%
2025: August memo
0.0%
0.0%

Each bar is the percentage of office actions with a §101 rejection.

PTAB appeals

No PTAB decisions could be matched to this examiner.

Older and transferred applications may not have a reliable examiner match. Data through Aug. 27, 2026.

Job History

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