Examiner Hua Lu

Grant ratio: 58.7% (37th percentile in Art Unit 2171 among examiners with at least 20 applications). Average office actions per grant: 2.58. Most common rejection type: §103.

Recently active Last office action in data: August 2026
Grant ratio 58.7%
Average office actions / grant 2.58
Compared with Art unit About average
Compared with Work group Very easy
Compared with Technology center About average
Compared with USPTO About average

Examiner record

Examiner ID
87778
Primary art unit
2171
Work group
2170
Technology center
2100
Applications
630
Granted applications
370
Examiner phone
(571) 270-1410
Supervisor
Matt Kim
Supervisor phone
(571) 272-4182

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Peer comparisons

GroupExaminersAverage grant ratioAverage office actions / grant
Art Unit 17 55.4% 2.52
Group 190 48.6% 2.73
Tech Center 1,781 52.8% 2.19
USPTO 16,475 52.7% 1.98

Office actions per application

Average office actions per application 2.60 1,638 office actions across 630 applications
Applications with office actions 95.7% 603 applications
Office actionsApplicationsShare of applications
No OA observed 27 4.3%
1 OA 203 32.2%
2 OAs 152 24.1%
3 OAs 74 11.7%
4 OAs 85 13.5%
5+ OAs 89 14.1%

Each application is counted once. “5+” includes all higher counts.

Grant history

0.0% 25.0% 50.0% 75.0% 100.0% 2011: 58.3% 2011 2012: 81.6% 2012 2013: 66.7% 2013 2014: 78.4% 2014 2015: 77.8% 2015 2016: 52.6% 2016 2017: 75.6% 2017 2018: 75.0% 2018 2019: 54.1% 2019 2020: 56.1% 2020 2021: 75.0% 2021 2022: 57.6% 2022 2023: 65.3% 2023 2024: 61.4% 2024 2025: 36.0% 2025 2026: 0.0% 2026

Recent ratios may be lower while applications remain pending.

Yearly counts
YearApplicationsGrantsGrant rate
201112758.3%
2012383181.6%
2013181266.7%
2014372978.4%
2015453577.8%
2016382052.6%
2017413175.6%
2018443375.0%
2019372054.1%
2020412356.1%
2021443375.0%
2022331957.6%
2023493265.3%
2024442761.4%
2025501836.0%
20265900.0%

Rejections by office-action stage

Office-action stageActions observed§101§102§103§112
Action 1 603 0.7% 6.6% 91.5% 0.0%
Action 2 400 0.3% 4.3% 93.5% 0.0%
Action 3 248 0.0% 1.2% 98.0% 0.0%
Action 4 174 0.0% 0.6% 99.4% 0.6%
Action 5 89 0.0% 1.1% 98.9% 0.0%
Action 6 59 0.0% 1.7% 96.6% 0.0%
Action 7 28 0.0% 0.0% 96.4% 0.0%
Action 8 16 0.0% 0.0% 100.0% 0.0%
Action 9 6 0.0% 0.0% 100.0% 0.0%
Action 10 4 0.0% 0.0% 100.0% 0.0%

Section 101 rejections

Last 3 years 0.0% 0 of 320 office actions
All years 0.3% 5 of 1,638 office actions
Change -0.3 pts Percentage points

Last 3 years: 2023-08-28–2026-08-28. All years includes every dated office action in the data.

By year

0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
2014: Alice
0.0%
0.0%
0.0%
0.0%
0.0%
2019: PEG
0.0%
2.1%
1.5%
0.0%
0.0%
2024: AI examples
0.0%
2025: August memo
0.0%
0.0%

Each bar is the percentage of office actions with a §101 rejection.

PTAB appeals

Matched decisions: 12. Merits outcomes: 6 affirmed, 2 affirmed in part, and 4 reversed.

Full reversal rate
33.3% 4/12 decisions
Full or partial reversal rate
50.0% 6/12 decisions
Median appeal duration
12.5 months
New grounds of rejection
0
Recent decisions
DecisionApplicationOutcomeIssues
Nov. 19, 2025 17/066,274 Reversed N/A
Aug. 8, 2024 16/896,095 Affirmed in part §103
Aug. 31, 2023 16/930,427 Affirmed in part §103
Jul. 31, 2023 16/782,153 Affirmed §103
Jun. 6, 2023 16/190,811 Affirmed §103
Mar. 22, 2023 15/816,448 Reversed §103 · §112
May. 10, 2017 12/554,317 Affirmed §103 · §112
Apr. 20, 2017 13/646,644 Reversed §103
Dec. 28, 2016 13/364,475 Reversed §103
Dec. 27, 2016 13/364,470 Affirmed §103 · §112
Oct. 28, 2016 12/238,979 Affirmed §103
Mar. 31, 2016 12/134,486 Affirmed §102 · §103

The examiner match uses the last recorded office action before the decision. Reversal rates exclude rehearings, remands, dismissals, and other decisions that did not reach the merits. Data through Aug. 27, 2026.

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