Examiner Zhiyu Lu

Grant ratio: 42.4% (7th percentile in Art Unit 2665 among examiners with at least 20 applications). Average office actions per grant: 3.49. Most common rejection type: §103.

Recently active Last office action in data: August 2026
Grant ratio 42.4%
Average office actions / grant 3.49
Compared with Art unit Very hard
Compared with Work group Very hard
Compared with Technology center Very hard
Compared with USPTO Very hard

Examiner record

Examiner ID
81355
Primary art unit
2665
Work group
2660
Technology center
2600
Applications
833
Granted applications
353
Examiner phone
(571) 272-2837
Supervisor
Stephen R Koziol
Supervisor phone
(408) 918-7630

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Peer comparisons

GroupExaminersAverage grant ratioAverage office actions / grant
Art Unit 37 68.6% 1.65
Group 289 63.2% 1.66
Tech Center 1,754 57.4% 1.88
USPTO 16,475 52.7% 1.98

Office actions per application

Average office actions per application 3.43 2,859 office actions across 833 applications
Applications with office actions 99.6% 830 applications
Office actionsApplicationsShare of applications
No OA observed 3 0.4%
1 OA 184 22.1%
2 OAs 200 24.0%
3 OAs 114 13.7%
4 OAs 126 15.1%
5+ OAs 206 24.7%

Each application is counted once. “5+” includes all higher counts.

Grant history

0.0% 25.0% 50.0% 75.0% 100.0% 2008: 15.4% 2008 2009: 34.1% 2009 2010: 34.8% 2010 2011: 25.0% 2011 2012: 40.8% 2012 2013: 28.6% 2013 2014: 48.4% 2014 2015: 33.3% 2015 2016: 31.9% 2016 2017: 42.5% 2017 2018: 62.1% 2018 2019: 48.3% 2019 2020: 52.9% 2020 2021: 71.1% 2021 2022: 72.0% 2022 2023: 70.7% 2023 2024: 64.6% 2024 2025: 32.3% 2025 2026: 0.0% 2026

Recent ratios may be lower while applications remain pending.

Yearly counts
YearApplicationsGrantsGrant rate
200826415.4%
2009411434.1%
2010461634.8%
201128725.0%
2012492040.8%
2013351028.6%
2014311548.4%
2015421433.3%
2016471531.9%
2017401742.5%
2018291862.1%
2019582848.3%
2020512752.9%
2021453271.1%
2022503672.0%
2023412970.7%
2024483164.6%
2025622032.3%
20266400.0%

Rejections by office-action stage

Office-action stageActions observed§101§102§103§112
Action 1 830 0.4% 4.2% 93.0% 1.0%
Action 2 646 0.0% 1.5% 96.3% 1.7%
Action 3 446 0.0% 1.1% 98.2% 0.4%
Action 4 332 0.0% 0.6% 98.5% 0.0%
Action 5 206 0.0% 0.5% 98.5% 1.0%
Action 6 152 0.0% 0.7% 99.3% 0.0%
Action 7 92 0.0% 0.0% 98.9% 1.1%
Action 8 69 0.0% 0.0% 98.6% 1.4%
Action 9 40 0.0% 0.0% 100.0% 0.0%
Action 10 21 0.0% 0.0% 100.0% 0.0%

Section 101 rejections

Last 3 years 0.2% 1 of 431 office actions
All years 0.1% 3 of 2,859 office actions
Change +0.1 pts Percentage points

Last 3 years: 2023-08-28–2026-08-28. All years includes every dated office action in the data.

By year

0.0%
0.0%
0.0%
0.0%
0.0%
0.7%
2014: Alice
0.0%
0.0%
0.0%
0.0%
0.0%
2019: PEG
0.0%
0.0%
0.0%
0.6%
0.0%
2024: AI examples
0.0%
2025: August memo
0.7%
0.0%

Each bar is the percentage of office actions with a §101 rejection.

PTAB appeals

Matched decisions: 28. Merits outcomes: 19 affirmed, 1 affirmed in part, and 8 reversed.

Full reversal rate
28.6% 8/28 decisions
Full or partial reversal rate
32.1% 9/28 decisions
Median appeal duration
23.8 months
New grounds of rejection
0
Recent decisions
DecisionApplicationOutcomeIssues
Aug. 28, 2025 16/261,395 Affirmed in part §102 · §103
Jan. 9, 2024 17/027,585 Affirmed §103
May. 12, 2023 16/726,629 Affirmed §103 · §112
Dec. 28, 2022 14/303,065 Affirmed §103
Apr. 27, 2021 14/644,236 Affirmed §103 · §120
Apr. 19, 2021 15/624,613 Affirmed §103
Mar. 27, 2020 14/099,260 Reversed §103
Mar. 9, 2020 14/810,075 Reversed §103
Feb. 13, 2020 15/050,539 Reversed §103
Nov. 26, 2018 12/873,742 Reversed §103
Oct. 23, 2017 13/972,766 Affirmed §103
Jul. 1, 2016 11/150,820 Affirmed §103

The examiner match uses the last recorded office action before the decision. Reversal rates exclude rehearings, remands, dismissals, and other decisions that did not reach the merits. Data through Aug. 27, 2026.

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